SEC Rule 606 Report
- Soleil Securities - 2nd Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| New York Stock Exch |
61 |
0 |
0 |
61 |
| Archipelago LLC |
31 |
0 |
0 |
31 |
| Archipelago Exchange |
6 |
0 |
0 |
6 |
| Soleil Securities Corp |
1 |
0 |
0 |
1 |
| Nasdaq Execution Services |
1 |
0 |
0 |
1 |
| Nyfix Millenium LLC |
< 1 |
0 |
0 |
0 |
| Weeden & Co LP |
< 1 |
0 |
0 |
0 |
100% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Archipelago LLC |
75 |
0 |
0 |
75 |
| Nasdaq Execution Services |
13 |
0 |
0 |
13 |
| Archipelago Exchange |
9 |
0 |
0 |
9 |
| Soleil Securities Corp |
2 |
0 |
0 |
2 |
| Nyfix Millenium LLC |
1 |
0 |
0 |
1 |
| Lehman Brothers Inc |
1 |
0 |
0 |
1 |
100% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Archipelago LLC |
41 |
0 |
0 |
41 |
| American Stock Exchange |
25 |
0 |
0 |
25 |
| Archipelago Exchange |
16 |
0 |
0 |
16 |
| Nasdaq Execution Services |
11 |
0 |
0 |
11 |
| Soleil Securities Corp |
3 |
0 |
0 |
3 |
| Cuttone & Co., Inc. |
1 |
0 |
0 |
1 |
| Credit Suisse First Bostn |
1 |
0 |
0 |
1 |
| Lehman Brothers Inc |
1 |
0 |
0 |
1 |
100% of total customer orders were non-directed orders.
Exchange-Listed Options
No Covered Orders
Material Aspects of Relationship with Route Venues
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