SEC Rule 606 Report
- Lightspeed Trading, LLC - 4th Qtr, 2011
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
54 |
30 |
16 |
| Penson Finl Serv Inc a Di |
64.27 |
99.70 |
0.00 |
64.01 |
| DirectEdge ECN (EDGX) |
32.04 |
0.00 |
91.05 |
30.63 |
0.40% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
45 |
29 |
26 |
| Penson Finl Serv Inc a Di |
56.38 |
99.96 |
0.00 |
44.30 |
| DirectEdge ECN (EDGX) |
38.80 |
0.00 |
90.02 |
48.42 |
0.21% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
32 |
37 |
31 |
| Penson Finl Serv Inc a Di |
52.53 |
100.00 |
0.00 |
65.50 |
| DirectEdge ECN (EDGX) |
42.86 |
0.00 |
90.18 |
31.28 |
0.41% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
100 |
0 |
| Citigroup Global Markets |
89.11 |
0.00 |
89.11 |
0.00 |
| Knight Capital Americas |
10.89 |
0.00 |
10.89 |
0.00 |
0.26% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route VenuesHow to read this report
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