SEC Rule 606 Report
- Lightspeed Trading, LLC - 4th Qtr, 2009
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
18 |
68 |
14 |
| New York Stock Exch |
44.73 |
22.06 |
49.83 |
48.91 |
| Archipelago LLC |
29.97 |
70.79 |
18.24 |
35.10 |
| Goldman Sachs Exec&Clear |
12.67 |
0.00 |
18.45 |
0.47 |
| Inet ATS, Inc. |
12.24 |
7.15 |
13.03 |
14.98 |
1.28% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
15 |
69 |
16 |
| Archipelago LLC |
52.81 |
94.50 |
40.11 |
68.71 |
| Inet ATS, Inc. |
46.80 |
5.50 |
59.47 |
30.68 |
0.84% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
17 |
69 |
15 |
| Archipelago LLC |
49.01 |
71.28 |
38.66 |
72.14 |
| Inet ATS, Inc. |
28.31 |
8.53 |
34.39 |
22.32 |
| NYSE Amex |
12.00 |
20.19 |
11.67 |
4.20 |
| Goldman Sachs Exec&Clear |
9.87 |
0.00 |
14.37 |
0.00 |
0.75% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
100 |
0 |
| Citigroup Global Markets |
82.89 |
0.00 |
82.89 |
0.00 |
| Internat'l Secs Exch |
11.70 |
0.00 |
11.70 |
0.00 |
81.82% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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