SEC Rule 606 Report - Citigroup Global Markets Inc. 1-6 - 4th Qtr, 2011

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 34 9 57
Auto Trading Desk Fin Svc 32.14 34.30 62.14 26.25
UBS Securities LLC 23.30 21.81 12.50 25.86
Citadel Derivatives Group 17.72 17.13 8.95 19.42
E*Trade Capital Markets L 14.72 15.56 6.43 15.49
Knight Capital Americas 11.68 11.14 7.34 12.68
99.78% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 29 13 59
Auto Trading Desk Fin Svc 41.82 36.07 72.61 37.92
UBS Securities LLC 17.80 19.71 9.17 18.74
Citadel Derivatives Group 15.21 16.40 5.95 16.65
E*Trade Capital Markets L 12.91 15.16 4.57 13.62
Knight Capital Americas 12.08 12.65 6.54 13.01
99.71% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 35 10 55
Auto Trading Desk Fin Svc 27.97 21.94 73.80 23.40
UBS Securities LLC 21.98 24.16 8.57 23.06
Citadel Derivatives Group 18.04 18.98 6.33 19.58
E*Trade Capital Markets L 16.67 19.23 4.94 17.21
Knight Capital Americas 13.62 15.66 3.87 14.12
99.40% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 19 81 0
Archipelago LLC 23.21 0.77 28.59 0.00
Chicago Board OptionsExch 17.41 15.16 17.83 68.26
NYSE Amex 16.50 27.16 13.95 24.40
Boston Options Exchange 11.33 36.49 5.38 0.00
Philadelphia Exch 11.20 12.81 10.84 1.99
Internat'l Secs Exch 10.48 5.15 11.77 0.16
Nasdaq Option Market 4.11 0.40 5.00 0.00
BATS Stock Exchange 2.75 0.31 3.34 0.00
C2 Options Exchange 2.01 0.02 2.48 0.00
95.73% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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