SEC Rule 606 Report
- Perrin Holden & Davenport Capital Corp - 3rd Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
68 |
14 |
18 |
| UBS Securities LLC |
91 |
92 |
90 |
90 |
100% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
39 |
28 |
34 |
| UBS Securities LLC |
83 |
85 |
78 |
85 |
| Perrin Holden & Davenport |
7 |
6 |
12 |
4 |
| Auto Trading Desk Fin Svc |
4 |
5 |
4 |
4 |
100% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
63 |
21 |
16 |
| Auto Trading Desk Fin Svc |
41 |
55 |
14 |
24 |
| UBS Securities LLC |
30 |
15 |
75 |
29 |
| Knight Capital Markets |
27 |
29 |
11 |
43 |
100% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
32 |
68 |
0 |
| Citigroup Global Markets |
66 |
65 |
66 |
100 |
| Interactive Brokers LLC |
34 |
35 |
34 |
0 |
100% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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