SEC Rule 606 Report
- Private Equity Securities, Inc. - 3rd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange No Covered OrdersSecurities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
100 |
0 |
0 |
| UBS Securities LLC |
100.00 |
100.00 |
0.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges No Covered OrdersExchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route VenuesHow to read this report
© Copyright 2010 Thomson Reuters.
All Rights Reserved.