SEC Rule 606 Report - R. F. Lafferty & Co - 2nd Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 64 23 13
Knight Capital Markets 96 96 98 98
60% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 52 38 10
UBS Securities LLC 99 98 100 97
99% of total customer orders were non-directed orders.

Securities Listed on American Stock Exchange or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 46 43 11
Knight Capital Markets 98 98 99 100
99% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 8 91 0
Chicago Board OptionsExch 38 46 37 0
Internat'l Secs Exch 33 12 34 100
Philadelphia Exch 14 18 14 0
Pacific Coast Option Exch 7 6 8 0
100% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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