SEC Rule 606 Report
- Keating Securities, LLC - 3rd Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
67 |
33 |
| Knight Capital Markets |
100 |
0 |
100 |
100 |
100% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Auto Trading Desk Fin Svc |
50 |
0 |
0 |
50 |
| Knight Equity Markets |
50 |
0 |
0 |
50 |
100% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
No Covered Orders
Exchange-Listed Options
No Covered Orders
Material Aspects of Relationship with Route Venues
How to read this report
© Copyright 2008 Thomson Reuters.
All Rights Reserved.