SEC Rule 606 Report - Keating Securities, LLC - 3rd Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 0 67 33
Knight Capital Markets 100 0 100 100
100% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 0 0 100
Auto Trading Desk Fin Svc 50 0 0 50
Knight Equity Markets 50 0 0 50
100% of total customer orders were non-directed orders.

Securities Listed on American Stock Exchange or Regional Exchanges
  No Covered Orders

Exchange-Listed Options
  No Covered Orders


Material Aspects of Relationship with Route Venues
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