SEC Rule 606 Report
- BTIG LLC - 4th Qtr, 2011
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
1 |
72 |
27 |
| New York Stock Exch |
28.52 |
65.25 |
30.11 |
22.88 |
| BATS Stock Exchange |
18.82 |
9.27 |
19.39 |
17.60 |
| DirectEdge ECN (EDGX) |
8.79 |
0.02 |
9.63 |
6.82 |
| Archipelago LLC |
8.67 |
18.60 |
7.94 |
10.31 |
| Nasdaq Execution Services |
8.51 |
2.42 |
8.22 |
9.52 |
| BATS Y Exchange |
7.41 |
2.01 |
8.11 |
5.68 |
| DirectEdge ECN (EDGA) |
5.38 |
0.41 |
5.38 |
5.56 |
| NASDAQ Execution Services |
3.87 |
0.00 |
3.53 |
4.93 |
| Getco Execution Services |
3.73 |
0.00 |
4.27 |
2.38 |
77.92% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
68 |
32 |
| Nasdaq Execution Services |
22.33 |
74.33 |
21.49 |
23.94 |
| BATS Stock Exchange |
21.13 |
0.76 |
22.57 |
18.17 |
| DirectEdge ECN (EDGX) |
16.49 |
13.31 |
18.69 |
11.85 |
| Archipelago LLC |
15.33 |
2.28 |
14.92 |
16.24 |
| BATS Y Exchange |
5.57 |
0.00 |
6.29 |
4.08 |
| DirectEdge ECN (EDGA) |
4.75 |
0.19 |
4.37 |
5.57 |
| NASDAQ Execution Services |
3.55 |
0.00 |
4.08 |
2.45 |
| Getco Execution Services |
3.41 |
0.00 |
3.91 |
2.38 |
76.71% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
2 |
67 |
31 |
| Archipelago LLC |
23.70 |
57.18 |
23.49 |
22.53 |
| BATS Stock Exchange |
23.53 |
14.05 |
24.62 |
21.63 |
| Nasdaq Execution Services |
13.48 |
8.83 |
13.80 |
13.01 |
| DirectEdge ECN (EDGX) |
8.06 |
0.06 |
8.86 |
6.73 |
| BATS Y Exchange |
7.77 |
6.32 |
8.30 |
6.70 |
| DirectEdge ECN (EDGA) |
6.74 |
2.76 |
6.97 |
6.44 |
| NYSE Amex |
5.40 |
10.12 |
5.87 |
4.18 |
| NASDAQ Execution Services |
3.19 |
0.00 |
3.07 |
3.62 |
78.64% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
4 |
96 |
0 |
| NYSE Amex |
44.96 |
4.83 |
46.54 |
0.00 |
| Chicago Board OptionsExch |
15.74 |
0.74 |
16.33 |
0.00 |
| Archipelago LLC |
10.99 |
0.00 |
11.42 |
0.00 |
| Internat'l Secs Exch |
9.91 |
4.50 |
10.12 |
0.00 |
| Philadelphia Exch |
9.56 |
3.94 |
9.79 |
0.00 |
98.96% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route VenuesHow to read this report
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