SEC Rule 606 Report
- Biondo Asset Management LLC - 4th Qtr, 2011
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
36 |
0 |
63 |
| National Financial |
91.33 |
80.12 |
0.00 |
97.92 |
| Knight Capital Americas |
8.56 |
19.88 |
100.00 |
1.90 |
| Bernstein (Sanford C.) & |
0.11 |
0.00 |
0.00 |
0.17 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
34 |
1 |
65 |
| National Financial |
98.68 |
99.24 |
100.00 |
98.38 |
| National Financial Servic |
0.79 |
0.00 |
0.00 |
1.21 |
| Bernstein (Sanford C.) & |
0.26 |
0.76 |
0.00 |
0.00 |
| EBX LLC |
0.26 |
0.00 |
0.00 |
0.40 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
69 |
0 |
31 |
| National Financial |
100.00 |
100.00 |
0.00 |
100.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
20 |
80 |
0 |
| Goldman, Sachs & Co |
40.00 |
0.00 |
50.00 |
0.00 |
| Citadel Derivatives Group |
20.00 |
0.00 |
25.00 |
0.00 |
| Interactive Brokers LLC |
20.00 |
100.00 |
0.00 |
0.00 |
| Citigroup Global Markets |
20.00 |
0.00 |
25.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route VenuesHow to read this report
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