SEC Rule 606 Report
- BGC Financial, L.P. - 3rd Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
81 |
0 |
19 |
| LEK Securities |
79 |
97 |
0 |
0 |
| Nasdaq Execution Services |
21 |
3 |
0 |
100 |
0% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
13 |
88 |
| Nasdaq Execution Services |
100 |
0 |
100 |
100 |
0% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
No Covered Orders
Exchange-Listed Options
No Covered Orders
Material Aspects of Relationship with Route Venues
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