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Disclosure Information:
Disclosure Information:
Material Aspects of Relationships with Route Venues
R.F. Lafferty & Co., Inc. Second Quarter 2006
I. Securities Listed On the New York Stock Exchange:
[TRIM]
R.F. Lafferty & Co., Inc. Inc. may receive payment from
Knight Capital
Markets LLC (Trimark), a subsidiary of Knight Trading
Group, Inc., for orders in listed stocks. Payments during
2006 averaged $0.0 per share.
II. NASDAQ Securities:
[ARCA]
R.F. Lafferty & Co., Inc. may receive payment from ARCA
LLC for certain types of orders in NASDAQ and OTC stocks.
Payment is variable based on order and execution types.
Payments during second quarter 2006 averaged below
$0.002 per share.
III. Securities Listed on the American Stock Exchange or
Regional Exchanges:
[TRIM]
R.F. Lafferty & Co., Inc.. may receive payment from Knight
Capital Markets LLC (Trimark), a subsidiary of Knight
Trading
Group, Inc., for orders in listed stocks. Payments during
2006 averaged $0.00 per share.
IV. Exchange-Listed Options:
Options Order Routing Disclosure:
R.F. Lafferty & Co., Inc.may receive payment ranging
from $0.00 to $0.50 per option contract for orders routed
to Citigroup Global Markets Inc. for execution on the CBOE,
AMEX, PHLX, ISE, and PSE. Payment is determined based on a
schedule provided by Citigroup.
Options Order Routing Disclosure:
R.F. Lafferty & Co., Inc.may receive payment ranging
from $0.00 to $0.40 per option contract for orders routed
to Interactive brokers LLC. for execution on the CBOE,
AMEX, PHLX, ISE, and PSE. Payment is determined based on a
schedule provided by Interactive.